The Sublime
has always been an important concept to me since I read Kant’s Third Critique
and Thomas Weiskel, The Romantic Sublime, as as student in a course with
Wolfgang Natter, a very interesting teacher. I now think
Weiskel’s psychologizing of the Sublime less interesting than the structure and
the metaphysical implications. Thus it surprised me that Murdoch is so critical
of it in “The Beautiful and the Sublime Revisited.”
Murdoch thinks the modern sublime often becomes entangled with the apotheosis of consciousness itself. She sees a line running from Romanticism into existentialism and certain forms of modern art in which transcendence collapses into heroic subjectivity. The sublime becomes not reverence before being, but the drama of the self confronting abyss, chaos, or nothingness and constituting meaning through its own freedom. That is why she contrasts it with beauty. Beauty, for Murdoch, arrests the ego. It compels attention outward. The sublime, in the modern tradition she is criticizing, tends to intensify self-consciousness and will.
I think
the key question is whether the sublime is fundamentally ecstatic or Promethean,
or even Satanic in the sense of Milton’s Satan: “The mind is its own place, and
in itself Can make a Heaven of Hell, a Hell of Heaven.” In Satan’s mouth the
line becomes something more radical and metaphysical. The self claims
sovereignty over reality itself. Meaning no longer derives from participation
in a moral and ontological order beyond the self. The mind becomes
self-grounding. That is why the line is spiritually intoxicating. It expresses absolute inward autonomy: nothing outside me determines meaning; consciousness
itself constitutes value. And this is exactly what Murdoch fears in existentialism.
It is
interesting to use Weiskel’s description of the sublime to compare the two
versions. Weiskel describes the sublime as a three-stage movement. First, there
is ordinary cognition. The mind encounters the world through familiar
conceptual structures and symbolic forms. Reality appears intelligible and
proportioned to human understanding. Second, something appears that overwhelms
those structures. Imagination or understanding fails. One encounters excess,
magnitude, power, infinity, abyss, or indeterminacy. Existing conceptual
frameworks break down. This is the moment of blockage, crisis, or “semantic
overflow.” One cannot adequately represent what confronts consciousness. Third,
a higher-order response emerges. Consciousness somehow reconstitutes meaning
after the breakdown. A new symbolic or reflexive order is generated.
The structure
becomes something like this:
- Ordinary reality is experienced as
limited, dead, banal, or spiritually insufficient.
- The self undergoes crisis before
the infinite, the abyss, or the breakdown of ordinary meaning.
- Instead of submitting to
transcendence, consciousness reconstitutes the world through its own
freedom, imagination, or will.
At that point the sublime ceases to be
contemplative and becomes Promethean/Satanic. This is where Murdoch sees the
connection to Hegel, existentialism, and eventually modern voluntarism. The
self does not merely encounter transcendence. It dialectically absorbs or
reconstitutes transcendence within consciousness itself. Using Weiskel’s
structure, one might say Murdoch fears that the third stage no longer preserves
genuine otherness. The “beyond” is recovered only as a moment within
self-consciousness. Thus the failure of finite reason becomes the triumph of self-aggrandizing consciousness. The collapse of representation becomes an opportunity
for the expansion of the self. That, I think, is the “heroic” element she
distrusts.
One
can see how she would interpret Jean-Paul Sartre through this structure:
- The
world lacks objective meaning.
- Consciousness
confronts nausea, contingency, nothingness.
- Freedom
creates value through choice.
Murdoch sees something spiritually continuous
between this and certain Romantic conceptions of imagination.
So one
version of the Sublime, one Romanticism remains receptive to transcendence. The
imagination discloses meaning already present in reality. The other becomes
constructive. The imagination creates meaning in the absence of objective
order. Murdoch’s critique is aimed at the second, and I completely
agree with her. But my embrace of the
metaphysical implications of the sublime points to something Murdoch underestimates: the sublime can also wound the ego. It can reveal not the
grandeur of the self but the inadequacy of the self before reality. In that
sense, the sublime may actually become an ally of her own notion of “unselfing,”
which is how I see it and why I was at first surprised at her criticism of it.
I once found Kantian philosophy so appealing
precisely because it set up the Sublime so well. Locked in a phenomenal world
with no cognitive access to reality. The Sublime is like a crack in the
phenomenal world. Reality breaks through and overwhelms the mind. Morality is
sublime. Only the imagination can reconstitute balance on a symbolic level. But
even on my current view that we are not locked into a phenomenal world cut off
from reality, if there is merely a difference between our limited grasp of
reality and reality itself, I think there is space for the Sublime. So I would disentangle the sublime from Kantian
metaphysics while preserving its phenomenological and ontological force. I
reject Kant’s phenomenal/noumenal
dualism as such but affirm the structure of disproportion between finite
cognition and reality. The sublime does not require absolute epistemological
imprisonment within phenomena. It only requires that reality exceeds our
conceptual grasp. (Wittgenstein's Tractatus has the same structure: he calls the Sublime "the Mystical" in that work.)
So Weiskel’s three stages still work as a
description.
Ordinary intelligibility
The world appears within stable conceptual and
perceptual forms. Reality is domesticated enough for practical and cognitive
orientation.
Rupture or excess
Something appears whose depth, magnitude, power,
beauty, terror, or ontological density exceeds those forms. The mind
experiences inadequacy. Existing categories fail to contain what is disclosed.
Symbolic or imaginative reconstitution
Consciousness does not fully master what has
appeared, but it develops symbolic, poetic, metaphysical, religious, or
artistic forms capable of bearing the excess without reducing it.
Crucially, the third stage does not abolish
transcendence. Symbolization is a finite
response to inexhaustibility. The healthiest forms of symbolism preserve the
wound of transcendence within the symbol itself. The symbol points beyond
itself. It does not close the gap. Thus the sublime to survive outside strict
Kantianism. Even in a realist or participatory metaphysics – say, something
closer to Thomas Aquinas, Plato, Martin Heidegger – finite beings still encounter reality
partially, analogically, perspectivally, and incompletely. Reality can still
exceed the intellect without becoming unknowable in principle. Contra Kant, reality
is genuinely accessible, yet never exhaustively comprehensible. I think that
position fits experiences of the sublime
better than Kant’s own framework. If reality were wholly inaccessible, then the
sublime risks becoming merely a drama internal to consciousness. The “beyond”
would become structurally empty, a limit-concept generated by the mind itself. But
in the world version I believe in, the
excess belongs to being itself. The mountain, storm, moral greatness, music,
starry heavens, death, beauty, tragedy, or holiness are not merely occasions
for subjective crisis. They disclose dimensions of reality that surpass finite
articulation. Thus the imagination becomes symbolic rather than constitutive. The
imagination does not create transcendence; it responds to transcendence.
This
makes clear my distance from the modern subjectivist sublime Murdoch fears. In the
interpretation I embrace, the self is
not heroically creating meaning after the collapse of foundations. Rather, the
self is attempting to bear, articulate, and participate in a reality whose
fullness always exceeds it. That is closer to religious symbolism, metaphysical
poetry, and even negative theology than to existential self-assertion. The
Sublime is transformed from a crisis of epistemology into an event of ontology.
The important thing is not that the mind fails but that reality is deeper than
finite conceptualization. It acknowledges both contact with reality and the
inexhaustibility of reality. Being is intrinsically richer than any finite
articulation of it. The sublime occurs when reality discloses more than finite
conceptual consciousness can contain, yet not so little that nothing is
disclosed at all.
The
sublime is not a deductive proof of transcendence. It is not an argument in the
strict sense. It is a mode of disclosure or encounter whose interpretation
depends partly upon one’s larger metaphysical orientation.
A reductionist can always redescribe the experience in causal or psychological terms: dopamine release, evolutionary adaptation, cognitive overload, pattern-recognition failure, neurological arousal, symbolic compensation mechanisms, and so forth. And in one sense those descriptions may even be true as far as they go. The experience obviously has neurological and psychological conditions. Human beings are embodied creatures. But such explanations do not necessarily settle the ontological question of what is being disclosed in the experience.
This is
very similar to what happens with love, beauty, moral conscience, grief, or
religious experience generally. One can always describe the mechanisms
involved. But the metaphysical question remains open: does the experience
merely arise from matter, or does it place us in contact with aspects of
reality not exhaustively describable in reductive terms? The reductionist tends
to assume that if an experience has a biological basis, its transcendent
interpretation is invalid. But that does not logically follow. After all, every
human act of knowing has biological conditions, including mathematics, logic,
and science themselves. The existence of neural correlates does not by itself
determine the truth-status of the experience.
I am not
treating the sublime as a coercive proof. It functions more like a
disclosure-event that invites metaphysical interpretation. In Wittgensteinian
language, one might say it belongs less to demonstrative proof than to an
“aspect” under which reality can be seen. Or perhaps closer to Raimond Gaita or
Iris Murdoch themselves: the sublime can alter one’s sense of what kind of
world this is. Not by logical compulsion, but by deepened vision. Thus such
experiences often become existentially decisive even though philosophically
underdetermined. Two people may stand before the same mountain range, requiem,
cathedral, or night sky. One, the unhappy man, sees an adaptive
cognitive-emotional response produced by evolutionary pressures. Another, the
happy man, sees a disclosure of being whose depth exceeds instrumental
explanation. Neither interpretation is forced by pure logic alone.
At that
point larger metaphysical orientations, moral sensibilities, prior experiences,
and even forms of life begin to matter. Thus Murdoch’s notion of “attention”
(which she takes over from Weil) is relevant. What one is capable of seeing
depends partly on the kind of soul one has become. Reality is not disclosed
equally under every moral and spiritual condition. And perhaps this is also why
reductionism can sometimes feel existentially unsatisfying even when
intellectually powerful. It explains the conditions of experience while seeming
unable to account for the depth, seriousness, or apparent meaningfulness disclosed
within the experience itself. A sunset can be reduced to wavelengths and neural
processing. Yet such explanations seem strangely irrelevant to the actual
phenomenon of beauty as lived. Not false but incomplete.
. . .
I want to give two examples of the good sublime
and two examples of the Satanic/Promethean sublime. I think what emerges from
the good examples is a conception of the sublime very different from the one
Iris Murdoch fears. Not the sublime of heroic self-assertion, but what we might
call an affirmative or participatory sublime: experiences in which reality
appears as carrying a depth of meaning, goodness, or transcendence that exceeds
conceptual grasp while simultaneously calling the self beyond egoism. These examples are important because they are
not experiences of terror, magnitude, or annihilation in the Burkean/Kantian
sense. They are experiences of an excess of Being disclosed through goodness,
beauty, longing, or love.
First comes ordinary inhabitation of the
world. Reality appears within familiar practical
and conceptual horizons. One lives among things functionally, habitually,
instrumentally. The self remains relatively enclosed within its ordinary
projects and categories. Then comes an event of disclosure. In Surprised by
Joy, C. S. Lewis describes moments of Sehnsucht or Joy provoked by
music, myth, northernness, nature, poetry. The experience is paradoxical:
simultaneously piercing pleasure and painful longing. What matters
phenomenologically is that the object immediately transcends itself. The
experience is not exhausted by the empirical stimulus. Something “beyond” is
intimated through it. Similarly, in A Common Humanity, Raimond Gaita
recounts the nun in the psychiatric hospital whose way of loving the patients
disclosed a different vision of human reality. The patients ceased to appear
merely as cases, burdens, damaged organisms, or social problems. Through her
attention, their absolute humanity became visible.
In both cases there is a rupture in
ordinary perception. But unlike the nihilistic or voluntarist sublime, the
rupture is affirmative. Reality appears deeper, more meaningful, more real than
previously grasped. The self simultaneously experiences the inadequacy of
existing conceptual frameworks, the disclosure of transcendence or
inexhaustibility, and attraction toward what exceeds it. The experience is like
an invitation. Lewis repeatedly insists
that Joy is never possession. It is longing awakened by encounter. The object
awakens desire for something beyond itself. The experience therefore preserves
transcendence precisely by refusing closure. Likewise, Gaita’s account of the
nun is not reducible to moral reasoning. Her love discloses a dimension of
human reality irreducible to biological, social, or utilitarian description or
theory. One does not infer dignity abstractly. One suddenly sees it. And
involved are not just emotions; the experience is revelatory.
Phenomenologically, one could say that the
affirmative sublime contains several moments:
Reality
discloses more significance than ordinary conceptual schemes contain.
The ego’s ordinary self-enclosure is interrupted. One experiences humility, receptivity, astonishment, longing, reverence, or moral awakening.
Literal
language becomes inadequate. Symbol, poetry, myth, music, religious language,
or moral exemplarity become necessary because discursive concepts alone cannot
fully bear what is disclosed.
The subject is
not merely overwhelmed but drawn toward transformation. The experience carries
normative weight. It implicitly calls one beyond selfishness, reductionism, or
indifference.
The disclosure
cannot be totalized into a final concept or system. One genuinely knows
something, but what is known exceeds complete articulation.
The
affirmative sublime and the Satanic or Promethean sublime may share an initial
structure of rupture, excess, and transcendence of ordinary consciousness, yet
they diverge radically in the spiritual interpretation of that rupture. In the
affirmative sublime, transcendence humbles and draws the self outward toward
participation in reality. In the Promethean sublime, transcendence becomes
internalized into the drama of consciousness itself. The self survives the
collapse of ordinary meaning by identifying with negation, power, lucidity, or
self-creation.
One can
indeed see this in Friedrich Nietzsche’s
reading of Hamlet in The Birth of Tragedy. Nietzsche says Hamlet does
not fail to act because he thinks too much in the ordinary sense. Rather, he
has seen too deeply. He has perceived the terrible truth beneath appearances:
the abyss beneath individuation, purposiveness, rational order, and moral
optimism. Action becomes impossible because knowledge has dissolved the
ordinary structures that make action meaningful.
This is
already a sublime structure: ordinary conceptual world, rupture through
terrible insight, reconstitution of consciousness beyond ordinary meaning. But
in Nietzsche the third moment becomes ambiguous and dangerous. The highest
response is not humble participation in transcendent goodness, but aesthetic
affirmation of existence despite its horror and groundlessness. The tragic
artist says Yes to the abyss. That is sublime, but no longer in the participatory
sense. Indeed, Nietzsche’s tragic heroism often consists precisely in refusing
consolation through metaphysical transcendence. Meaning is created
aesthetically in full awareness of contingency and suffering. This is why
Murdoch would see Nietzsche as a culmination of the Romantic trajectory she
fears, i.e., the heroic consciousness that survives nihilism through
self-overcoming and aesthetic affirmation.
And
Adrian Leverkühn in Thomas Mann’s Doctor Faustus may be one of the
greatest literary phenomenologies of this Satanic sublime. Leverkühn seeks
transcendence through radical artistic and intellectual extremity. Ordinary
human goodness, affection, warmth, bourgeois morality, and ordinary happiness
appear inadequate or artistically inferior. Genuine greatness requires rupture,
coldness, isolation, even demonic renunciation. The structure again resembles
the sublime: ordinary reality appears spiritually insufficient, a terrifying
disclosure or negation occurs, consciousness attempts transcendence through
radical creativity, lucidity, or self-overcoming. But now transcendence is no
longer participation in being or goodness. It becomes transgression. And
importantly, the Promethean-Satanic sublime often involves a peculiar
inversion: suffering, alienation, and negation become signs of superiority. The
self identifies with what exceeds ordinary morality precisely through refusal
of dependence, tenderness, limitation, or reconciliation. The Satanic sublime
transforms transcendence into spiritual aristocracy. The affirmative sublime
says: Reality is greater than I am. The Promethean-Satanic sublime says: I
become greater through confronting or mastering abyss, negation, or isolation. This
is why figures like Satan, Nietzsche’s tragic artist, or Leverkühn possess such
aesthetic fascination. They enact a terrifying form of transcendence through
refusal.
And
phenomenologically, the emotional tone differs from the affirmative sublime. The
affirmative sublime tends toward wonder, gratitude, longing, humility, reverence,
participation, love. The Promethean-Satanic sublime tends toward lucidity, defiance,
ecstatic isolation, self-intensification, spiritual pride, heroic suffering, aesthetic
hardness. Both begin from an authentic perception that ordinary bourgeois
reality is not ultimate. But they diverge over what transcendence means. For
Lewis or Gaita, transcendence points toward goodness deeper than ego. For
Nietzschean or Satanic forms, transcendence often appears through the
destruction of comforting illusions and the heroic endurance of what remains. And
perhaps the deepest issue between these visions is over whether transcendence
culminate in communion or in isolation. That may be the spiritual fork in the
road between the affirmative and the Promethean-Satanic sublime.
. . .
For Gaita, authoritative examples matter because
certain moral realities are not first grasped through abstract principles or
deductions but through revelatory encounters with persons whose way of seeing
discloses reality more deeply. The nun in A Common Humanity is
authoritative not because she possesses institutional power or theoretical
arguments, but because her love reveals the full humanity of the patients in a
way others had failed to see. Love discloses its object. This connects deeply
to the affirmative sublime as I just developed it. In both cases, ordinary
conceptual frameworks are ruptured by an encounter with a reality whose depth
exceeds previous understanding. The self experiences both inadequacy and
disclosure. One suddenly sees more than one could previously conceptualize. The
authoritative example functions almost as a moral analogue to the sublime. Through
goodness, love, holiness, or attention, reality appears more real than before.
And the response is not Promethean-Satanic self-assertion but humbled
acknowledgment. The authoritative figure does not create value arbitrarily;
rather, he or she discloses what was always there but unseen.
. . .
The
descent of the Holy Spirit during the Pentecost can be understood as an affirmative
form of the sublime. The disciples at Pentecost are not simply ordinary people
prior to any encounter with transcendence. They have already undergone earlier
sublime ruptures through both the Resurrection and the Ascension. Pentecost
comes after a long destabilization and transformation of their world. One could
almost describe the sequence phenomenologically as successive intensifications
of transcendence. The Crucifixion shatters their ordinary moral and messianic
expectations. Meaning collapses into apparent defeat, abandonment, and
catastrophe. The Resurrection then ruptures the limits of ordinary reality
itself. Death is no longer absolute. Reality suddenly appears deeper and
stranger than previously imaginable. The disciples encounter something both
continuous with and exceeding ordinary embodied existence. Fear, astonishment,
doubt, wonder all intermingle. The Ascension introduces yet another movement.
Christ is no longer simply present within ordinary empirical immediacy.
Presence becomes paradoxical: absent yet more universally present. The
disciples are left in a state of longing, expectation, incompletion, and
openness toward transcendence. So by the time of Pentecost, they already
inhabit a transformed horizon. Their previous conceptual world has already been
broken open repeatedly.
And
this changes the phenomenology of Pentecost itself. The event is not a first
rupture but a consummating indwelling. If one used the structure of the
affirmative sublime, it might now look something like this.
The world ruptured open
Through Resurrection and Ascension, ordinary
finite categories have already proven insufficient. Reality has disclosed
depths previously unimaginable.
Longing and suspended incompletion
The disciples now inhabit a state somewhat
analogous to C. S. Lewis’s Sehnsucht: expectancy, absence, desire for
fulfillment, openness toward transcendence.
Descent and participation
At Pentecost, transcendence no longer appears
merely externally or episodically. Divine reality enters into participatory
communion through the Holy Spirit.
And this perhaps reveals why Pentecost differs
from many other forms of the sublime. The culmination is not simply awe before
transcendence, but inhabitation by transcendence. The sublime becomes
interiorized without becoming subjectivized. In the Promethean sublime,
transcendence collapses into self-consciousness and autonomous will. At
Pentecost, transcendence becomes interior without ceasing to remain genuinely
other and divine. The Spirit dwells within persons while remaining infinitely
beyond them. And because the Spirit is identified with divine love and
goodness, the result is neither annihilation nor self-exaltation, but
communion. The disciples do not become isolated heroic consciousnesses. They
become capable of mutual understanding, courage, forgiveness, proclamation, and
shared life.
There is
a sublime structure here: 1) the Resurrection discloses that reality transcends
death, 2) the Ascension discloses that transcendence exceeds empirical
immediacy, and 3) Pentecost discloses that transcendence is love seeking
communion. The ego is not glorified or annihilated but transfigured through
participation in divine love.
In memory of my teacher, Wolfgang Natter, and his seminar
on the Sublime.
Gaita, Raimond. A Common Humanity: Thinking about Love and
Truth and Justice. 2nd ed., Routledge, 2000.
Nietzsche, Friedrich. The Birth of Tragedy. Translated by Walter Kaufmann, Vintage Books, 1967.
Weiskel, Thomas. The Romantic Sublime: Studies in the Structure and Psychology of Transcendence. Johns Hopkins UP, 1976.
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