I have been getting into philosophy lately. This entry a continuation of the line of thought I have been trying to develop over the last few entries and before.
The hermeneutic circle is active in any
act of understanding for the simple reason that it is always you, the person
you are with the level of intellectual gifts, experience, virtue, knowledge/education,
and wisdom that you possess who must understand. As a growing boy in small town
Kentucky growing up during the Vietnam War, I had little experience of the
world, of politics, of war. I could only understand the war in the simple categories
I understood – good guy vs. bad guy. I knew the war wasn’t a movie or a game,
the it did not, could not have, been real to me, any more at that age that my
own mortality. I suppose a boy of ancient Sparta was in a better position to
understand war though his culture’s cultivation of war and the warrior ethic
would have blinded him to other aspects, aspect, for example, that Shakespeare’s
Falstaff or a reflective veteran of the recent Afghan War could understand. But
in confronting the war in various ways over the years, from interviews with the
decision-makers, to the stories of veterans from both side, through histories
and documentaries, through conversations, I have, of course, found my earlier
categories of good guy verses bad guy too simplistic to understand the reality
of the war.
Or a Shakespeare play. We had to read Romeo
and Juliet in high school. I couldn’t get through it. I had heard that it
was a “love story,” which I was not interested in at that age. Then the language
barrier. Judgment: Shakespeare boring. Then as a university student I took a
Shakespeare class with Joseph Bryant at the University of Kentucky, and he opened
my eyes to layers of complexity I could not imagine and to the beauty and
complexity of Shakespeare’s poetry. I watched a BBC performance of the play and
saw a live production at a “Shakespeare in the Park” festival. I read and
reflected on the readings by Shakespeare authorities (Johnson, Goddard, Van
Doren, other). I wrote a paper on the play. Later I even had to deal with the
deconstructivist critique of Shakespeare as part of white male patriarchy,
which I could only understand as wrong-headed but which I might have embraced
as a high school student. All of this continued to deepen my understanding of
the play. Again, my earlier prejudices, natural for my age, were a barrier to
understanding and I was able to overcome them with the help of a wonderful
teacher and further experience.
. . .
The hermeneutic circle, as Gadamer
understands it, is at work in every act of understanding because understanding
never begins from nowhere. It is always a particular person who understands,
and that person brings to the act of understanding a certain level of
intelligence, experience, education, moral formation, knowledge, and wisdom. We
do not first stand outside our assumptions and then begin to understand. We
begin with them. We approach things with prior judgments, expectations,
categories, and habits of thought. Gadamer calls these Vor-urteile, prejudices
or pre-judgments. These are not simply irrational biases. They are the starting
points of understanding. Without them, we would not know how to begin.
My example of growing up in small-town
Kentucky during the Vietnam War shows this clearly. As a boy, I had little
direct experience of politics, war, or the wider world. So I could only
understand the war through the simple moral categories available to me, such as
good guy versus bad guy. That was not a foolish beginning. It was the only
beginning available to me at that stage of life. Still, those categories were
too narrow for the reality. In Gadamerian terms, my understanding began within
a limited horizon. The important point is that this horizon was not final. It
was tested by reality and by better understandings of that reality.
That testing against reality and other
understandings is essential to the hermeneutic circle. One does not simply
project one’s prejudices onto reality and remain enclosed within them. Genuine
understanding requires that one’s initial assumptions be brought into contact
with the thing itself. In my case, this happened gradually through watching interviews
with decision-makers, stories from veterans on both sides, histories,
documentaries, and conversations. These were encounters with the reality of the
war as mediated through different forms of witness and reflection. In that
process, my earlier categories were not merely supplemented. They were
challenged and shown to be inadequate – taken up into a high synthesis, a
Hegelian would say (aufgehoben, preserved somehow in a higher quality of
understanding; it is not like good and evil became irrelevant in my more mature
understanding). The simple opposition of good guy and bad guy could not bear
the weight of the reality. Thus my prior understanding was revised. That is the
circle: one begins with a preliminary whole, approaches the matter through it,
finds it tested by the matter itself, and then returns to the whole with a
deeper and more adequate understanding.
The same structure appears in my
Shakespeare example. In high school, I approached Romeo and Juliet with
a set of assumptions already in place. You had heard that it was a love story,
and at that age I was not interested in that subject. The language also seemed
like a barrier. From within that horizon, your judgment followed naturally:
Shakespeare is boring. Again, this was a real act of understanding, but it was
shallow because the prior assumptions governing it were too narrow. Later, at
university, under the guidance of my teacher, my assumptions were tested
against the text itself in a more serious way. What had seemed flat and
uninteresting now disclosed layers of beauty, complexity, and poetic power that
I had not been able to see before. The text had not changed. What changed was my
horizon of understanding. My earlier prejudice had functioned as a barrier, but
through the discipline of reading and the help of a good teacher, that
prejudice was corrected. I came to see the same work differently because I
myself had changed in relation to it.
This is why the hermeneutic circle should
not be understood as a closed circle in which we are trapped inside our own
assumptions. It is rather a movement in which our pre-judgments are constantly
being exposed to reality and tested by it. Some prejudices prove fruitful
because they open the thing up to view. Others prove false or too limited
because the thing resists them. Understanding advances when we allow that
resistance to correct us. In this sense, the circle is not vicious but
fruitful. We begin with anticipations of meaning, but these anticipations must
prove themselves in contact with what is to be understood.
. . .
This has important consequences for
conceptual understanding as well. If we want to understand the essence of
something such as war, love, justice, education, or courage, we do not begin
with a pure definition grasped outside history and experience. We begin with
rough notions formed by upbringing, language, culture, and limited experience.
These rough notions are then tested against reality through encounters with
concrete cases, counterexamples, stories, arguments, and deeper reflection. If
the concept is inadequate, it must be refined. Then we return to the cases with
a better concept, and the cases themselves become more intelligible. In this
way, conceptual understanding also moves in a circle. We approach the parts in
light of an assumed whole, but the parts force us to revise the whole. Thus our
grasp of essence deepens. The essence is not invented by us, true, but it is not
exhausted by our first attempt to name it.
. . .
The same structure can be applied to the
question of truth and justification. At any given moment, a person’s belief may
be justified within the limits of his present horizon. A child may be justified
in thinking of war in simple moral terms, because that is all he can yet grasp.
But justification at a given stage is not the same thing as truth in the full
sense. The later revision of understanding shows this. My earlier judgments
about war and Shakespeare were not simply replaced because one social practice
gave way to another. They were revised because reality, encountered more fully,
exposed their inadequacy. The thing itself pushed back against my earlier way
of understanding.
Thus the hermeneutic circle helps explain
why justification is always historically situated while truth is not reducible
to justification. We always begin from where we are, and therefore our
judgments are conditioned by our horizon. But because those judgments are
answerable to reality, they can be corrected. The distinction between truth and
justification depends on this point. Justification names our present best
account from within a given horizon. Truth names the adequation of
understanding to reality. For finite knowers, that adequation is always partial
and revisable, but it is not merely a change in what our community happens to
justify. It is a movement toward the thing itself through the testing and
correction of our prejudices.
Hence, the hermeneutic circle, rightly
understood, means that all understanding begins in prejudice (i.e.,
pre-judgments), proceeds through encounter, undergoes testing, and advances
through correction. It applies not only to the interpretation of texts but to
moral, historical, and conceptual understanding as such. And it provides a way
of saying both that all human understanding is historically situated and that
reality is not reducible to our historically situated interpretations. Indeed,
the very possibility of correcting our prejudices presupposes that reality
exceeds them. It is like different translations of the same poem that transcends
all its translations, good and bad.
. . .
Go back to the apple. Think of a child
encountering an apple for the first time. At this stage, the child’s
understanding is minimal. The apple is grasped through a few basic features: it
is round, red (perhaps), edible, and sweet. The implicit concept might be
stated very simply: an apple is something you eat that tastes good. This is not
false. It is a real understanding. But it is thin and governed by immediate
experience.
This is the first moment of the hermeneutic
circle: an initial pre-understanding. The child does not approach the apple
without assumptions. Rather, the child brings simple categories such as food,
sweetness, and perhaps pleasure. These categories allow the apple to be
understood at all. Without them, the apple would not yet appear as anything
meaningful.
Now the process of testing/possible deepening
begins. The child encounters more apples. Some are not red but green or yellow.
Some are sour rather than sweet. Some are hard, others soft, some even rotten.
The initial concept begins to strain under these encounters. If an apple is
defined as something sweet and pleasant, what is one to say about a sour apple?
Or a spoiled one?
At this point, the earlier understanding
is not simply discarded but corrected. The child revises the concept. An apple
is no longer simply something sweet. It is now understood as a kind of fruit
that can vary in taste, color, and quality. The concept becomes more flexible
and more adequate to the range of experience. This is the second moment of the
circle: the testing of the initial prejudice against the diversity of the
object.
The process continues as the person grows.
One learns that apples come from trees – I still recall something magical about
the apple trees of my grandparents’ (German) neighbors, the elderly woman’s
gift of one to me, teaching me the German word Apfel – that they have
seeds, that they belong to a broader category called fruit, and that fruits are
part of plant life. The apple is now no longer understood merely in terms of
immediate consumption but in terms of its place within a natural order. One
might learn about seasons, cultivation, and varieties. The apple is now
understood as something that grows, that has a life cycle, that can be
cultivated or neglected. The concept deepens because reality continues to press
upon it from new angles.
At a further stage, the apple may enter
into cultural, symbolic, and historical understanding. One encounters the apple
in stories: the apple in the Garden of Eden, the golden apples in Greek myth,
the apple as a symbol of temptation, knowledge, or discord. One may encounter
it in literature, in painting, or in everyday expressions. The apple is no
longer merely a biological object but also a bearer of meaning within a human
world. The earlier understanding of the apple as food is not rejected, but it is
now only one aspect of a richer whole. Or it is both preserved and transcended
in a higher (or deeper) understanding.
At each stage, the same structure is at
work. One begins with a preliminary whole, an implicit understanding of what an
apple is. One then encounters the apple in ways that do not fully fit that
initial understanding. The object resists the limits of the concept. This
resistance forces a revision. The revised concept is then brought back to the
object, allowing one to see more in it than before. The circle then continues,
because no stage exhausts the reality of the apple.
What is important here is that the concept
is neither simply imposed by the subject onto the object (apple) nor simply
given in a finished form by the object, mirroring it. It develops through the
interaction between the two. The apple itself guides the process by resisting
inadequate understandings. At the same time, the person must bring concepts to
understand it at all. The circle is the movement between these two poles.
This example also shows how prejudices are
tested rather than simply removed. The child’s initial prejudice that apples
are sweet is not irrational. It is grounded in experience. But it is too
narrow. When the child encounters sour apples, the prejudice is corrected, not
by abandoning the idea of taste, but by expanding it. In this way, prejudices
are refined through contact with reality.
Finally, this shows why understanding is
never complete. Even in adulthood, one’s understanding of something as simple
as an apple can deepen further, whether through scientific knowledge, cultural
reflection, the encounter with very different cultures, or new experiences. The
concept approaches adequation with the thing, but for a finite knower it never
exhausts it.
So the hermeneutic circle, even in this
simple case, consists in this: an initial understanding, the encounter with the
object, the testing of that understanding against the object, the revision of
the concept, and the return to the object with a deeper grasp. The process is
guided throughout by the resistance and richness of reality itself.
. . .
I can apply it to metaphysics as well. For
me, as a young student, the traditional (religious) stories had lost their hold
over me and I took over a certain metaphysical posture from the surrounding
culture or from admired voices: in my case, a kind of ironic or comedic
nihilism, such as one finds in figures like Woody Allen or George Carlin. The
world is treated as ultimately meaningless, human life as accidental, moral
seriousness as somewhat naïve, and depth itself as something to be punctured by
humor. This is not simply a set of propositions one explicitly argues for. It
is an Einstellung, a way of seeing and responding. It shapes what
appears intelligible and what does not.
At this stage, the hermeneutic circle is
already in motion, though in a relatively closed form. Experiences are
interpreted within this framework. Suffering may be acknowledged but often at a
distance. Love may be experienced but not yet seen as disclosing anything
fundamental about reality. The framework has a certain plausibility because it
can account for many surface features of life, especially when reinforced by
cultural forms that reward detachment and irony.
Then comes the
testing. In my case, my experience at my beloved grandmother’s funeral. Here
the prior framework encounters something it cannot easily absorb. To have remained
within the nihilistic posture in that moment, treating death as ultimately
insignificant, to responded to with ironic detachment, struck me as selfish, cold,
and unloving. I experienced my metaphysical posture as a kind of failure to be
adequate to the reality of the situation. The prior attitude was exposed as
insufficient. This is a crucial moment in the hermeneutic circle. The prejudice
is not abandoned because of an argument alone, but because it fails in the face
of reality. The reality of death, and of the love that makes death matter,
presses against the framework and reveals its limits. The circle is forced
open.
A further stage of testing came with
becoming a father. Here again, the prior metaphysical posture was brought into
contact with a form of life that resists it. The experience of responsibility,
of care for another person whose existence matters in an unconditional way, is
not easily accommodated within a nihilistic framework. One can attempt to
redescribe it in those terms, but the description begins to feel strained,
reductive, or false to the experience itself. The reality of the relationship
calls for a different kind of understanding.
Thus revision becomes necessary. The earlier
metaphysical Vor-urteile (pre-judgments) do not simply fade away. They
are actively replaced because they no longer do justice to what one has
encountered. A new framework begins to emerge, one that can account for the
seriousness of death, the reality of love, the weight of responsibility, and
the sense that these are not merely subjective projections but disclosures of
something real. This often takes the form of a new “story” because narrative is
one of the principle ways in which a life as a whole is made intelligible.
The circle then continues. The new
framework was brought back to the same realities – death, love, responsibility –
and now I saw them differently, more adequately. At the same time, the new
framework itself remains open to further testing and deepening. It is not
final, but it is more adequate than what came before because it has survived a
more serious encounter with reality.
What this parallel to the account of the
apple makes clear is that the hermeneutic circle is not confined to the
interpretation of texts or the refinement of isolated concepts. It extends to
our most basic metaphysical orientations. In such cases, the “object” that
tests our understanding is not a discrete thing but the structure of lived
experience itself, i.e., events that carry a kind of existential weight.
It also shows again the role of Einstellungen
(attitudes) and moral attunement. The recognition that a detached response at a
funeral is cold and unloving already presupposes a certain sensitivity to the
significance of love and loss. Without that sensitivity, the prior framework
might remain intact, insulated from correction. In this sense, the capacity to
be corrected is itself part of what is at stake.
This example also strengthens the
distinction between truth and mere justification. At one time, the nihilistic
posture seemed justified within my horizon. It even appeared intellectually
sophisticated. But its breakdown under the pressure of lived experience
suggests that justification at a given stage is not the final measure. The
movement of the circle is not simply from one socially supported framework to
another. It is a movement in which reality (here, the reality of death and love)
exerts a claim on us and calls forth a more adequate understanding. So just as
with the apple, but at a deeper level, we see the same structure: an initial
understanding, an encounter that tests it, a breakdown, a revision, and a
return to reality with a deeper grasp. Only here, what is being transformed is
not just a concept but the very way in which a life is understood. Which in
turn allows us (me in this case) to understand apples more deeply, as part of a
larger metaphysical-religious story (i.e. as “created through love”). That is
neither a scientific nor a historical statement. It is a
metaphysical-ontological statement.
. . .
And now a contrast to the kind of
propositional understanding positivists and analytic philosophers in general
want to make the paradigm, where truth or falsity is 'objective' in the sense
it seems to escape the hermeneutic circle i.e. analytic and synthetic
propositions, the verification or falsification criteria of meaning, and so on.
In these cases, there is a sense in which we can bracket ourselves and our
inner lives out (though another sense in which we cannot). Questions of fact in
a certain restricted sense verses questions of meaning. The temptation to
restrict reality to the former and make the latter subjective.
I will set the two approaches side by side
without caricature. On the one hand, there is the hermeneutic account I have
been describing. On the other, there is the kind of propositional model of
understanding associated with much of analytic philosophy and with positivism.
The contrast does not lie simply in subjectivity versus objectivity, but in
what counts as the paradigm of understanding. In the propositional model,
understanding is centered on statements that can be clearly formulated, whose
meaning is fixed by rules of use, and whose truth or falsity can in principle
be empirically or logically determined.
Two distinctions. First, between analytic
and synthetic propositions. Analytic propositions are true by virtue of meaning
alone. “All bachelors are unmarried” does not require experience of the world
to be known as true. Synthetic propositions, by contrast, depend on how the world
is. “This apple is red” or “water boils at 100°C under standard conditions” are
true or false depending on empirical verification.
Second, the idea that meaningful statements
must in some way be tied to empirical or logical conditions of verification or
falsification. A statement is meaningful insofar as we can say empirically or
logically what would count for or against it. This gives rise to a picture of
knowledge in which we can, at least in principle, step back from ourselves and
test propositions against publicly accessible criteria.
In this restricted domain, there is indeed
a sense in which we can bracket much of ourselves out. My personal history, my
moral formation, my particular experiences do not seem to matter when I
determine whether 2 + 2 = 4 or whether a given liquid is boiling at a certain
temperature. The procedures are, in principle, the same for anyone. This gives
rise to a strong sense of objectivity: truth appears independent of the
particular knower. This model is powerful and legitimate within its proper
sphere. It gives us clarity, precision, and agreement. It allows for the
accumulation of knowledge in the natural sciences and for exact reasoning in
logic and mathematics. It rightly insists that not everything is a matter of
perspective or interpretation in the loose sense.
However,
what my earlier reflections bring out is that this model achieves its clarity
by working within a restricted domain. It isolates cases in which meaning is
tightly controlled and criteria of truth can be explicitly formulated. In doing
so, it tends to conceal the broader conditions under which understanding itself
is possible.
Returning to the apple example, we can see
both sides. At a certain level, we can make propositional statements: “This
apple weighs 150 grams,” “This apple contains a certain amount of sugar,” “This
apple reflects light at certain wavelengths.” These are statements whose truth
can be tested in ways that do not depend on the particular life history of the
observer. In this sense, we bracket much of ourselves out. But this bracketing
presupposes a prior understanding of what counts as an apple, what counts as
measuring, what counts as evidence, what counts as relevant properties. These
are not given in the form of isolated propositions. They belong to a broader horizon
of understanding that has been formed historically, linguistically, and
practically. Even the decision that weight or chemical composition are the
relevant features is not forced by the object alone but arises within a certain
way of approaching it.
The same is even clearer in my earlier
examples. Whether the Vietnam War can be understood as a conflict between good
and bad, or what kind of thing Shakespeare’s plays are, are not questions that
can be settled by simple verification conditions. They require interpretation,
judgment, and the testing of one’s prior assumptions against a complex reality.
Here the hermeneutic circle is not something we can escape.
The temptation to make the realm of
meaning, defined sharply against the realms of empirical fact and logic, arises
when the clarity of the propositional model is taken (imperialistically) as the
standard for all understanding. Because in some cases we can achieve a form of
objectivity by bracketing out the knower, it is then suggested that only those
cases count as genuinely objective. Questions that do not fit this model – questions
of meaning, morals, purpose, or essence – are then relegated to the subjective.
They are treated as expressions of preference, attitude, or cultural
conditioning rather than as attempts to understand reality. At this point, a shift occurs. What began
as a methodological restriction becomes an ontological claim. Reality is
implicitly identified with what can be captured in propositional form under
verification or falsification conditions. What cannot be so captured is no
longer treated as a different kind of understanding but as something less than
knowledge.
Gadamer’s account of the hermeneutic
circle resists this move. It does not deny that there are domains in which
propositional clarity and testability are appropriate and even necessary. But
it insists that these domains do not exhaust our relation to reality. In many
of the most important cases – e.g.,understanding a historical event, a work of
literature, a moral concept, or even something as simple as an apple in its
full significance – we do not stand outside the process as neutral observers
applying fixed criteria. We are participants whose understanding develops
through the testing and correction of our own prejudices within a shared form
of life.
There remains, however, a point of contact
between the two. Even in the most controlled propositional contexts, we cannot
fully eliminate the hermeneutic dimension. The meanings of our terms, the
relevance of our criteria, and the interpretation of our results all presuppose
a background that is not itself given in the form of explicit propositions.
Conversely, even in hermeneutic understanding, there is a kind of objectivity,
because our interpretations are constrained and corrected by the reality we are
trying to understand.
The contrast, then, is not between
objectivity and subjectivity, but between two models of objectivity. One seeks
objectivity by abstraction and bracketing, aiming at clear, testable
propositions. The other seeks objectivity through the disciplined testing of
our historically formed understanding against the thing itself. The danger lies
in taking the first as exhaustive and thereby reducing the second to mere
subjectivity. My examples show that, in fact, much of what we most need to
understand belongs to the second domain, even though it does not fit easily
into the first.
. . .
A short return to Einstellungen (attitudes),
hinge beliefs, the importance of moral character for understanding a certain
range of phenomena, and how that informs the hermeneutic circle. Perhaps as an
example the understanding of the Vietnam War and a different Shakespeare play,
Lear, where pity and compassion are keys to understanding.
In every act of understanding, we do not
only bring concepts and prior judgments. We also bring a more fundamental
orientation toward the world and toward others. These are not propositions we
explicitly affirm or deny. They are ways of seeing, dispositions, habits of
response. One might call them an “attunement” to reality. They include such
things as a readiness to trust testimony, a sense that suffering matters, an
openness to being corrected, or, by contrast, a tendency to suspicion,
reduction, or indifference. These attitudes function as the background of the
hermeneutic circle. They shape what we are able to see as significant in the
first place. In that sense, they are deeper than explicit prejudices
(pre-judgments). They do not merely guide our initial interpretations; they
condition the very field within which something can appear as meaningful.
This can be connected with hinge beliefs. A
hinge belief is not ordinarily something we justify by argument. It is
something we stand fast on, and which makes argument possible at all. For
example, that other people have minds, that their words can be meaningful, that
suffering is real and not merely a behavioral pattern. These are not
conclusions reached at the end of inquiry. They are conditions of inquiry. If
they are absent or weakened, whole regions of reality become inaccessible.
This has consequences for the hermeneutic
circle. The testing of our prejudices against reality presupposes that reality
can, in some way, address us and correct us. But whether we are receptive to
that correction depends in part on our attitude. A person may encounter the
same evidence, the same testimony, the same text, and yet not be moved to
revise his understanding, not because of a failure of reasoning, but because of
a failure of attunement.
My example of the Vietnam War can be
extended in this direction. It is not only that one moves from a simple
good-versus-bad schema to a more complex understanding through exposure to more
information. It is also that one learns to see the human reality of the war:
the suffering of soldiers on both sides, the ambiguity of motives, the weight
of decisions, the tragedy that cannot be captured in abstract categories. This
requires more than new concepts. It requires a certain moral and emotional
formation, a capacity for seriousness, for sympathy, for restraint in judgment.
Without this, the circle may continue at a superficial level, but it will not
deepen in the way required for genuine understanding.
The same point can be seen even more
clearly in a play such as King Lear. One can grasp the plot, identify
the characters, and follow the sequence of events without much difficulty. In
that sense, one can make true propositional statements about the play. But to
understand the play in a fuller sense, one must be able to respond to it with
pity and compassion. Lear’s descent into madness, the ingratitude of his
daughters, the loyalty of Cordelia, the suffering that unfolds: these are not
simply data points. They call for a certain response. If one approaches the
play with a detached or cynical attitude, one may register what happens but
fail to understand what is at stake.
Here again, the hermeneutic circle is
operative, but it is informed by moral character. An initial attitude – i.e., whether
one is disposed to take suffering seriously, whether one is capable of pity – shapes
what one sees in the play. The play, in turn, can deepen or correct that
disposition. A reader who allows the play to address him may come to see more
in human vulnerability, dependence, and love than he did before. His
understanding of the play and his understanding of human life develop together.
The circle thus includes not only conceptual revision but also a transformation
of the person.
This shows that the circle is not merely
cognitive but also ethical. The adequation of the mind to reality, in certain
domains, depends on the formation of the person who understands. Where this
formation is lacking, reality may still be present, but it will not be fully
disclosed. In this sense, hinge beliefs and attitudes are not obstacles to
objectivity but conditions for a deeper kind of objectivity, one that cannot be
reduced to the verification of propositions but is nonetheless answerable to
what is.
. . .
Another example.
Take the case of the coastal redwood forests of California, long inhabited by
peoples such as the Yurok Tribe and the Karuk Tribe. While one must be cautious
not to idealize or oversimplify, it is broadly true that these cultures
approached the forest within a framework in which land, animals, and natural
features were not merely objects but were embedded in a network of meaning,
practice, and often sacred significance. The forest was not first encountered
as “timber.” It appeared as a place to dwell, a source of life, a setting of
ritual, a reality to which one stood in a relation of dependence and respect. Here
the initial attitude – the basic attunement to the world – already opens up
certain aspects of the forest. It allows the forest to appear as something with
its own integrity, something not simply at one’s disposal. Practices such as
careful harvesting, seasonal use, and ritual acknowledgment are not external
additions. They are expressions of a way of understanding what the forest is.
When European-American settlers and later
capitalist enterprises entered the same forests, they did not encounter a
neutral object either. They brought their own attitudes and Vor-urteile pre-judgments),
shaped by a different history and set of practices. Within this horizon, the
forest appears primarily as a resource. Trees are understood as timber, timber
as commodity, and commodity as a means to wealth. This is not simply greed in
an individual sense. It is a structured way of seeing, supported by economic
systems, technologies, and legal frameworks. Under this second framework,
certain features of the forest come sharply into view: the height of the trees,
the quality of the wood, the efficiency of extraction, the potential profit. At
the same time, other aspects recede or disappear: the forest as a place of
dwelling, its role in sustaining a wider ecological and cultural order, its
significance beyond use. The same reality is present, but it is disclosed
differently, reductively.
This shows how attitudes and prejudices
operate in a double way, not merely as distortions but also as conditions of
disclosure. The capitalist framework genuinely reveals something about the
forest: its material properties, its usefulness for building, its economic
potential. These are real aspects. But because the framework is oriented in a
certain way, it also covers over other aspects. The forest is reduced to what
can be extracted from it, and thus destroyed. (Or the strip mining and mountaintop
removal in the Appalachians, another example.)
From the standpoint of the hermeneutic
circle, the crucial question is whether these frameworks are tested and
corrected by the reality they encounter. A way of understanding that treats the
forest purely as a resource may, for a time, function effectively within its
own terms. It can generate wealth, build cities, and organize large-scale
activity. But it may also encounter limits that it cannot easily account for:
ecological degradation, loss of biodiversity, the destabilization of systems
that sustain life, and even a sense of loss that is not captured in economic
terms.
At that point, the circle is opened. The
prior understanding begins to show its inadequacy, not necessarily through
abstract argument, but through the resistance of reality itself. The forest, so
to speak, pushes back. It reveals that it is not simply what the framework took
it to be. This can lead, at least in principle, to a revision of understanding,
a recognition that the earlier framework, while not entirely false, was partial
and reductive.
The comparison also helps clarify that
there is no “view from nowhere.” Both the indigenous inhabitant and the
capitalist enter into a relation with the forest through a historically formed
horizon. The difference lies in what their respective horizons allow them to
see and what they obscure. One may be more adequate in certain respects,
another in others. The task is not to escape all prejudices, which is
impossible, but to allow them to be tested. In this sense, the example makes
visible the ontological point I have been developing. Being is not simply given
in a way that is immediately and fully transparent. It is disclosed through
ways of understanding. But these ways of understanding are answerable to what
is. They can fail, not just morally, but in their capacity to do justice to the
reality they encounter.
So the redwood forest becomes a case of the
hermeneutic circle at a civilizational scale: different attitudes open up
different worlds, and the ongoing question is whether those worlds remain
closed within themselves or are willing to be corrected by the reality they
only partially disclose.
. . .
I would stop for
today by placing this account alongside the philosophy of Thomas Aquinas.
Aquinas holds that truth consists in the
adequation of the intellect to reality (adaequatio intellectus et rei).
At first glance, this might seem closer to the propositional model, as if truth
were simply a matter of forming correct judgments about objects. But when read
more carefully, especially in light of these reflections, it becomes clear that
Aquinas’s position can accommodate, and even illuminate, the hermeneutic
circle.
For Aquinas, the intellect does not begin
with complete and explicit knowledge of essences. It begins in experience, with
confused and partial apprehensions, and moves gradually toward clearer
understanding. We come to know what a thing is not in a single act but through
a process of abstraction, comparison, correction, and refinement. This already
has the structure of a circle. We begin with a preliminary grasp of the whole,
we test it against particular cases, we revise it, and we return again to the thing
with a more adequate concept. The adequation of intellect and reality is
therefore not an all-or-nothing state for finite knowers but something achieved
imperfectly and progressively.
Aquinas also thinks that reality is prior
to and independent of the intellect. It is the thing that measures the
intellect, not the other way around. This corresponds to what I have described
as the resistance of reality within the hermeneutic circle. Our concepts are
not free constructions. They are corrected by what is. In this way, the circle
does not collapse into relativism. Its movement is oriented toward the thing
itself.
Aquinas also gives an account of the role
of disposition and moral character in knowledge that aligns with the notion of attitudes
and hinge orientations. He holds that the will and the moral virtues affect our
capacity to know, especially in matters that concern human action and the good.
A person who is disordered in his desires may fail to grasp what is evident to
one whose affections are rightly ordered. In such cases, ignorance is not
merely a lack of information but a kind of blindness rooted in the person’s
orientation. This is directly relevant to my examples. To understand the human
reality of war, or the suffering and compassion at the heart of King Lear,
one must possess, or at least be open to, the corresponding moral dispositions.
Otherwise, the reality is present but not truly seen.
Finally, Aquinas distinguishes between what
is known per se and what is known per accidens, and between
different degrees of certitude appropriate to different domains. This allows
him to affirm the kind of objectivity found in clear propositional knowledge
without reducing all knowledge to that form. Mathematical and logical truths
may achieve a high degree of precision and universality, while moral,
historical, and literary understanding proceed in a different way, requiring
judgment, experience, and the formation of the person. Yet both are ordered
toward truth as adequation.
Thus the hermeneutic circle can be seen not
as a departure from Aquinas but as an account of how finite knowers actually
move toward the adequation he describes. We all begin within a horizon shaped
by prior judgments and dispositions. These are tested against reality. Through
correction and deepening, our understanding may become more adequate, though
never complete. And in certain domains, this movement requires not only clearer
concepts but a transformation of the knower. Thus the circle is not
opposed to truth as Aquinas understands it; it is the concrete form that the
pursuit of truth takes in a finite, historical, and moral being.
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