The Problem of Essence and Being
I have been thinking (again) about the problem of essences today. It is
the question of whether my love for my children is a response to
their reality, their being, or is just in my head. Whether my response to the
beauty of a sunset or the sublimity of a clear night sky is a response to the
independent reality of those phenomena or is just in my head, projections onto
an indifferent or radically different screen. It's about whether my inner life is real or whether reason compels me to believe the Matrix is a good metaphor for my relation to the world. An essence grounds an idea or
concept that is an expression of something intelligible in the world. A denial
of essence amounts to the claim that my response is not to the independent
reality of my children or the sky but is a construction of my own mind or
society. That is the issue.
The belief that the issue between realists (and thus essences, universals) and nominalists or skeptics (Kantian or otherwise) is a scientific question is mistaken. Science can in theory map out how the brain works, etc. but whether our experience, our inner lives (on which science depends) reveals reality cannot be a possible scientific question. I personally think one could come up with a consistent nominalist redescription of reality and language: not "the sunset is beautiful" but "I am, or my brain is, experiencing a feeling called Beauty occasioned by the sunset." But this is already a philosophical move, not a scientific one. The shift from perceiving beauty as a property of the world to considering it merely a subjective reaction is an interpretation – not something science proves, but a way of framing reality. Science may describe how neurons fire when someone sees a sunset, but it cannot adjudicate whether Beauty is a real property of the world or just an emergent cognitive pattern. Whether there is an essence of anything and if so, how that essence is to be understood, is not a possible scientific question.
. . .
Before getting into the philosophy, I
want to imagine how a child comes to intuit (meaning: it is a mystery how) that
a series of different objects and pictures of these objects are all one kind of
thing: apples. I am interested in using the idea of patterns and the
rules that inform them: e.g. a game I played with my child about car license
plates: P: WT 239, P: RG 449, P: HG 785, etc. The rule: P + two letters + three
numbers. Then we see one P: TF 2023. That breaks the pattern; there are four
numbers. Then we see a couple more with four numbers and change the rule:
either ‘P: two letters + three numbers’ or ‘P: two letters + 4 numbers.’ Thus we
expand the concept so to speak.
I wonder whether a child’s concept
formation of “apple” unfolds as an intuitive, pattern-based recognition
process, much like the license plate game I played with Kilian. The child is
exposed to different instances – perhaps a red apple in their hand, a green
apple in a picture book, a sliced apple on a plate, an apple emoji on a screen,
and even the word-sound “apple” spoken by a parent. These experiences do not
initially seem connected, but over time, the child’s mind begins to detect
patterns and the implicit rules that inform them.
At first, the child encounters an apple as a singular thing: a round, graspable object with a sweet taste and a crisp texture. Then they encounter another apple – similar in shape but perhaps greener and sour. Another time, they see a picture of an apple, which lacks taste and texture but shares the roundness and color. Just as in the license plate game, each new instance provides an opportunity for the child’s mind to extract (not construct) a rule:
- Apples are round. (But so are oranges.)
- Apples are red. (But sometimes green or
yellow.)
- Apples can be eaten. (But not all round
things are edible.)
- Apples are sweet. (But not always.)
Each new exposure refines or
expands the working “hypothesis” much like discovering a new license plate
format that forces a revision of the original rule.
Once the child has an internal rule
(e.g., “apples are round and red”), they may encounter an exception – perhaps a
green apple. This breaks their initial rule, forcing a refinement: “Apples are
round and can be red, green, or yellow.” They encounter a sliced apple and must
decide: is this also an apple? If so, they start to intuit that an apple is not
just its outer shape but something deeper. (Or I remember Kilian’s original
concept of “real” as ‘if you can’t see it, it’s not real’ was challenged by the
concept of ‘God’, whose reality at the age of 4 he did not doubt and whom he
could not see. He had to revise his original understanding.)
Some experiences will challenge their emerging and still quite
hypothetical concept formation in surprising ways. If they see an apple in a
painting or a cartoon, is that an apple? If they hear the word “apple” without
seeing one, does it still fit? Like the revised license plate rule, their
mental framework expands: an apple is not just an object but also something
that can be represented symbolically.
At some point, something remarkable
happens: the child no longer needs to test each new apple against a rigid
checklist of attributes. They simply see it as an apple.
Their concept is no longer a mere collection of features but an intuition of
“appleness.” This is the moment when the mind perceives an essence – something
that unites all these varied instances beyond any single attribute. This final
step remains mysterious, much like how we instantly recognize a face, even if
the lighting or angle changes. It is as if the mind, through repeated exposure
to patterns and revisions of its implicit rules, suddenly grasps the “rule
beneath the rules”—an abstraction that is more than the sum of its parts. This
is a Wittgensteinian way of imagining it. (This is all speculative, but based on
my experience with my three children.)
In my part of the world, moreover, apples are not merely objects in a
child’s world but part of a rich form of life. They appear in nursery rhymes
(“An apple a day keeps the doctor away”), in picture books, in school lunches,
in autumn outings to apple orchards, in the sweet wonderfulnesss of freshly
made apple juice (glorious!), and in warm apple cobbler with vanilla ice cream
after Sunday dinner (oh how I miss those days!). The child does not just
learn what an apple is but how apples fit
into the rhythms of life, traditions, and shared human practices.
In other words, from early on, the child does not encounter apples in
isolation but always in meaningful contexts:
- Eating and Taste. Their first encounter might be as
purÃĐed apple in baby food, then as a fresh slice offered by a parent. It
is not just an object but something given, something shared.
Later, they learn to bite into a whole apple, feeling the crispness, the
tart sweetness – a distinct (and glorious!) experience tied to childhood
itself.
- Play and Stories. The apple appears in fairy tales:
Snow White’s poisoned apple is dangerous, but Johnny Appleseed is kind.
Apples become part of riddles, counting games, and even the first lessons
in letters: “A is for Apple.”
- Seasons and Nature. The child notices that apples are
abundant in autumn, that people go apple-picking, that certain trees bear
fruit. Apples are tied to harvest festivals and traditions like bobbing
for apples at Halloween. They begin to associate the fruit with cycles of
the year, with cool, crisp air, with change and abundance. How happy I am
just recalling all of this!
- School and Culture. Perhaps they give a bright apple
to a teacher as a symbol of appreciation, though they do not quite know
why. They learn that apples are made into cider, that they were once
called “the forbidden fruit,” that Newton’s apple tree is part of their nation’s
scientific heritage.
And so on.
Because of these varied experiences,
“apple” is no longer just a kind of thing among other things. It is embedded in
a network of human activities, meanings, and associations. It is not only
recognized but valued. (This corresponds to something Wittgenstein
taught me.) The child’s concept of apple is enriched by its role in human life.
It is not just a red, round fruit but something that is picked, eaten, shared,
stored, baked, given, used in metaphors. The concept of apple is thick with
meaning, not thinly defined by physical traits alone.
Therefore, just
as Wittgenstein might say that the meaning of a word is its use in language,
the meaning of an apple is found in the ways people use it in
life. There is no single essence of appleness apart from the myriad ways
it is woven into human activity. Or in other words: what an apple is reveals
itself in the ways it can be intelligibly woven into human life. Indeed, as the
child grows, the concept continues to deepen. They learn that apples come in
many varieties – Gala, Granny Smith, Braeburn, Pinova, Elstar, AugustÃĪpfel, etc.
They learn that apples once symbolized temptation in Christian iconography,
that they can be pressed into cider, that they were a symbol of wealth in
medieval England. The concept of apple, once a simple mental pattern, now
carries historical, cultural, and personal layers of meaning. Thus, in growing
up, the child does not merely know what an apple is.
They live what an apple means.
And this goes on if the child is lucky enough
to live in a functional culture. Once the child has learned what an apple is through
sensory experience and social life, the concept of apple continues to be
deepened as it is enriched by stories, art, science, and metaphor. These
elements do not just add associations to the apple; they
deepen its meaning, giving it layers that reach beyond its physical
reality.
Stories take the apple from an ordinary fruit to a symbol charged with
meaning.
- Genesis and the Fall. Though the Bible does not name the
forbidden fruit, in the Western imagination, it is often an apple. The
child, upon hearing the story, learns that an apple can be more than food –
it can be a temptation – it’s wonderful sweetness! – a test, something
laden with consequence. The concept of apple is no longer neutral; it
takes on a moral and theological dimension.
- Snow White and the Poisoned Apple. The apple, a gift from the disguised
queen, carries the idea of deception. It looks good but is deadly. Now the
child understands that an apple, like people, can have hidden
depths.
- The Golden Apples of Greek Myth. The child later encounters the golden
apples of the Hesperides or the Apple of Discord that sparked the Trojan
War. Apples are not just food; they are things fought over,
things sought after. This transforms the apple into a sign of
beauty, power, and desire. (cf. the Norse apples of Iduna).
- The Apple of William Tell. The idea of the apple as a test returns
in the Swiss legend. The child might sense that an apple can be something
dangerous yet triumphant—a stand-in for fate.
Each of these stories shifts the
concept of apple away from a simple edible object toward something more
layered, charged with meaning beyond its everyday use.
Art takes the apple and transforms it yet again.
- In a Cezanne painting, t he apple is no
longer just a piece of fruit but a study in form, color, and light. The
child may see that an apple is not just what it is, but also
how it appears, how it is arranged, how it interacts with the world around
it.
- In Magritte’s The Son of Man, a floating apple obscures a man’s face. Now the apple represents mystery, concealment, even identity. An apple is no longer only an apple – it is a veil, a question. I am no fan of surrealism as it often breaks the concept, defies the rules of application. Thus I cannot connect most surrealist paintings to life in general. At their best, surrealism may depict the sublime.
- The way apples are depicted in glossy
magazines or in supermarket displays adds a modern layer: they become
commodities, images, things arranged to attract and persuade. The child
learns that an apple is also something sold, something packaged.
Science, rather than mythology or art,
gives the apple yet another dimension – the realm of laws and
principles.
- Isaac Newton and Gravity. Every schoolchild hears the story of
Newton and the falling apple. Here, the apple is no longer just a fruit
but a key to understanding the natural order of the universe. It
represents discovery.
- Botany and Agriculture. The child eventually learns that apples
are cultivated, that there are thousands of varieties, that
they have a long history stretching back to Central Asia. The apple is no
longer just "picked from a tree"—it is part of human
civilization, breeding, and agricultural science.
- The Apple in Medicine. “An apple a day keeps the doctor away.”
The apple, in this light, becomes a symbol of health, of nature’s ability
to nourish and sustain.
Once the apple enters stories, art, and science, it is no longer just a
fruit: it is a carrier of meaning, a tool for thought.
- “The apple of my eye.” The apple becomes a metaphor for
something beloved, something precious. Now the concept of apple is linked
to love and attention.
- “One bad apple spoils the bunch.”
Here, the apple represents moral character, corruption spreading through a
group. The fruit now symbolizes the fragility of virtue.
- Computers and Knowledge (Apple company).
The child grows up in a world where "apple" no longer refers
only to fruit but to technology, innovation, and creativity. The name
"Apple" carries an echo of the forbidden fruit, the acquisition
of knowledge. The devil can take over the reality of something as wonderful
as an apple; Hell has a linguistics department. Apple (the corporation
i.e. the giant pile of money whose only raison d’etre is to get bigger: Wendell
Berry’s definition of a corporation) reverses Genesis. It is a though the biblical
serpent is speaking to us through the brand name.
By the time the child becomes an adult, the word “apple” will no longer
simply call to mind a round fruit. It will carry within it:
- A personal dimension (childhood tastes and
memories)
- A cultural dimension (fairy tales,
religious stories, idioms)
- A scientific dimension (botany, gravity,
nutrition)
- An aesthetic dimension (the way
apples appear in art and photography)
- A philosophical dimension (the apple as a
sign of knowledge, choice, and even mystery)
The child, who once saw only an
object, now sees a world in an apple.
. . .
Aristotle, if I am correct, believed for each substance (in his sense; I
assume he would consider apples a substance, a particular kind of being) there
are essential features that make it what it is and not something else. That the
intellect (nous) can abstract these from particular instances. How does that
fit in to the picture I have just sketched of concept formation?
In Aristotle’s view, knowledge begins
with the senses. A child does not start with the universal concept apple but
encounters individual apples: this red one, that green one, this small one,
that large one. Through repeated experience, the mind (nous) begins to
recognize a pattern (and thus a rule): despite differences, these all share
something essential.
The process follows something like
this:
- The child perceives apples repeatedly through
sight, touch, taste.
- The intellect detects a common (strongly
analogous) pattern (form, idea, eidos, rule) in them: a roundish
fruit, growing on trees, edible, juicy.
- The child abstracts this common pattern
and (without being fully conscious of it) forms a rule, distinguishing
what is essential (its appleness) from what is accidental (its
color, size, sweetness). It as though the mind were setting up an
hypothesis to be tested against experience: “If x
is a round and red thing that I can hold and eat, and tastes sweet and
crunchy, it’s an apple." Then something like a process similar to
Wittgenstein’s exploration of games happens but with a core concept based on
essential traits crystallizing. This
allows linguistically for a clear definition and a term with clear borders
to pears, tomatoes, and such.
- Eventually, the child can recognize an
apple even if it looks quite different from the first ones they
encountered. The idea has become internalized and codified in language
through a sound-symbol.
Thus, the essence of
apple is grasped through experience, but it is not identical to any single
apple. It is a universal—the what-it-is-to-be an apple.
Essences for Aristotle are stable yet enriched concepts. Now, how does
this essentialist account fit into the broader picture just
sketched in the above section? After all, the concept of an apple is not static.
It may deepen (i.e. more is its being disclosed) through stories, art, science,
and metaphor. Would Aristotle’s philosophy allow for such changes? The key is
that essence does not mean fixed mental definition.
Aristotle does not say that grasping an essence means knowing everything about
a thing. Rather, the essence of an apple (whatever it is that makes an apple an
apple) remains stable, but our understanding of it grows through
experience, learning, and culture. At least nothing in Aristotle flatly contradicts
this possibility.
- The child first understands an apple as
something edible.
- Later, through myths and stories, the
apple takes on moral and symbolic meanings (temptation, wisdom,
deception).
- Through science, the apple is understood
in terms of its genetic structure, gravity, and nutrition.
- Through metaphor, the apple comes to
signify love, corruption, or knowledge.
Each of these enriches the concept of
an apple without changing its essence. In Aristotelian terms, we
might say the accidents of the apple (what we associate with
it) expand, but the underlying substance remains what it is.
An apple is, for example: "a fleshy, seed-bearing
fruit (genus) of the deciduous tree Malus domestica (differentia),
characterized by a typically round shape, smooth skin, and a crisp, sweet or
tart flesh." However much we might learn about apples, it is apples we are
learning about, i.e. the being singled out and distinguished from other beings
by the features articulated in the definition. (Plato would argue that the concept apple exists
independently of all particular apples, in a realm of Forms (eidos).
Aristotle, however, grounds universals in particular substances—they
exist in the things themselves, not in a separate, immaterial
world.)
While metaphor, art, and science enrich the concept of an apple, there
are limits to how far the concept can be stretched. If someone
pointed to a rock and called it an "apple," the child (having grasped
the essence of an apple) would reject this as incorrect. This is because:
- The essence of an apple
is tied to its nature—its biological form, its ability to grow
from a tree, its edibility.
- Cultural meanings (apples as symbols of
knowledge or sin) are not part of the essence,
though they shape how we think about apples.
Thus, Aristotle’s notion of essence
ensures that the concept of an apple remains rooted in reality,
even as it gains new layers of meaning.
Essences fit into concept formation
thus:
- The raw experience of
apples allows for pattern recognition.
- The intellect (nous) abstracts
the essential features, forming a universal concept.
- This essence provides stability: an apple
is always an apple, no matter what other meanings culture assigns to it.
- At the same time, stories, art, and
science expand the concept without changing its essence.
- The distinction between essence and
accident helps us separate necessary features (what makes an apple an
apple) from contingent ones (what myths or metaphors associate with it).
The world is intelligible for
Aristotle. Language is a mirror of nature which the intellect may perfect.
. . .
Now I can formulate my problem. Wittgenstein
seemed to deny the Aristotelian philosophy of essence with his thoughts about
family resemblance, meaning as use, language game, and form of life. Indeed,
Wittgenstein clearly assumes nominalism in the Tractatus despite his attempt
to undermine metaphysics as nonsense. I think he has been read as a nominalist in
the Philosophical Investigations. One criticism of his family
resemblance analogy as weak: if no core essence (no set of essentially defining
traits) holds the concept of game – or apple – (standing for philosophical
concepts) together, we cannot distinguish between games and war.
Both share similarities without anyone mistaking them. War can be considered a
game only metaphorically. Thus in a family resemblance there must be an
underlying genetic foundation (essence?). I am not sure I accept this criticism
(cf. Maurice Mandelbaum) but the point is: how does "essence" look in
Wittgenstein's later philosophy? What justifies, to return to my example, the
application of the word apple (a placeholder for the idea) to these kinds of
things:
but not to this:
Wittgenstein’s later philosophy
seems to challenge the Aristotelian notion of essence, but the
question is: does he deny it outright, or does he redefine it in a different
way? Aristotle held that concepts (ideas, patterns, forms) are grounded
in real essences – an underlying substantial, intelligible
form that makes a thing what it is. We grasp these through abstraction
– literally, to draw or pull away that which is common to all particulars of
the same kind of being. And while our
understanding may grow, the essence itself remains stable. Wittgenstein rejects
this idea of a single, defining essence. Instead, he introduces family
resemblance: the idea that many concepts
do not have a strict set of necessary and sufficient features but are instead
linked by overlapping similarities. His famous example is the word
"game":
- Chess, football, and solitaire are all
games, but they do not share one essential feature.
- Some involve competition, some do not.
Some have rules, some do not.
- What connects them is not an essence but
a network of resemblances – like how members of a family
might share eye color, facial structure, or mannerisms, but not all in the
same way.
Thus, instead of a single
essence defining a category (as Aristotle held), Wittgenstein suggests
that concepts emerge from patterns of similarity within
a language-game. That words – concepts – are a human construction
projected on an underdetermined nature? That is the frustrating thing with
Wittgenstein: he refused to make any explicitly metaphysical statements, to
draw out the metaphysical implications of his analysis of how language works. It’s
like he was an amateur linguist, a brilliant one but still.
So on the surface, this rejection of
essence seems nominalist, suggesting that words do not correspond to stable
universals but are merely useful labels for groups of similar things. And
certainly, in the Tractatus, Wittgenstein was more strictly
nominalist, treating meaning as a matter of simple logical reference. However, he
does not say in the PI that concepts are arbitrarily assigned or purely
conventional (as extreme nominalists might), but rather that their
meaning arises from use in context within forms of life.
That is, concepts are shaped by the way they are embedded in human activity,
rather than by an underlying metaphysical structure. Again, preserving a
stubborn metaphysical neutrality that cuts off thinking just when things get
interesting. Still, while he does not affirm essence in the Aristotelian sense,
he also does not reduce concepts to mere names (as a crude nominalist would).
The main criticism of Wittgenstein’s family resemblance idea is that it
collapses into vagueness without some underlying ground (essence).
If concepts are just linked by similarities, what stops any collection
of things from being grouped together? Examples:
- A wolf and a dog share family
resemblances, but there is an underlying genetic structure (biological
essence) that makes a dog a dog.
- War and games share some similarities
(strategy, competition), but war is not a game except
metaphorically.
- If "family resemblance" were
the only principle at work, there would be no way to
distinguish real categories from arbitrary ones, essential from accidental
ones.
Thus something beyond
mere resemblance is needed to stabilize categories whether we call it
"essence" or something else. I don’t think Wittgenstein would deny
this.
I think there are a few ways to reconcile Wittgenstein’s view with something like an essence, though not in the Aristotelian sense. He wrote in the PI (§371): “Essence is expressed in grammar.” i.e. not “out there” in the world. That seems as close as he gets to anything metaphysical. For him the rules of language determine what something is. The essence of "apple" is not a metaphysical form but the way we use the word "apple" in our linguistic practices. That implies a radical skepticism to the idea that our minds – and indeed hearts – are connected to reality, the reality we are part of. That seems a clear denial of the idea of an intelligible reality, or seems to. Some scholars argue that Wittgenstein’s later work does not deny essence but reinterprets it in terms of deep grammatical structures. These are the underlying, stable patterns that shape how we talk about things, something like Kant’s categories of thought but applied to language. But that seems like linguistic idealism too.
Thus
by denying essence (i.e. my idea of apple is an idea of reality) he seems in
spite of his wish to stay out of metaphysics committed to a revised nominalism
such that meaning is grounded in use, language-games,
and forms of life – not in reality. "Essence" is not a
metaphysical reality but springs out of the structure of our linguistic
and practical interactions.
But my question: want prevents us to assuming
the something of reality (of universals) is disclosed in and through our
linguistic and social practices? Whatever the metaphysical thrust and
intentions of his thought, does Wittgenstein’s rejection of Aristotelian
essence necessarily commit us to nominalism, or could it still allow for
something real – some disclosure of universals – through language
and practice?
Indeed, it might seem that rejecting metaphysical essence means we must
accept a form of nominalism: that categories like “apple” or “game” are just
human-imposed names without any real grounding in the world. But that is not
necessarily the case. Even if concepts arise from use in language-games,
this does not mean they are merely arbitrary social
constructs.
Consider:
- Language-games are not invented ex
nihilo; they are shaped by our interactions with reality.
- The fact that we have stable and widely
shared concepts suggests that reality itself constrains and informs them.
- Even Wittgenstein, despite refusing to
speculate about metaphysics, does not argue that language is purely
subjective or disconnected from the world.
Thus, while he avoids ontological
claims, he does not explicitly deny that something about reality discloses
itself through our linguistic and social practices even if he doesn’t
want to think of this as Aristotle did.
Moreover, if we take Wittgenstein
seriously about “meaning as use,” then we must ask: what is it that
allows words to be used meaningfully in the first place? Can you answer
this without collapsing into nominalism?
Reality places constraints on language. Even if we say that “apple” is a
concept shaped by human practices, not just anything can be called an
apple. The world itself sets limits on how concepts are formed. The
regularities of nature – the way apples grow, their predictable qualities – shape
our use of the term. No culture would equate apples with blackberries. This shows
that concept formation is not purely linguistic or conventional, but responsive
to reality. Language does not just impose structure; it discovers structures
already there.
Thus essences/universals may equally well be thought of as disclosed, not
imposed. Both are consistent with Wittgenstein’s thought. Instead of thinking
of universals as fixed, eternal Forms (as in Plato) or as purely human
conventions (as in radical nominalism), we could say they – the reality of the
beings they abstract from – emerge through practice but in a way
that reveals something real.
We learn what
an apple is through social and linguistic training, yes. But that process
itself might be a kind of attunement to the world. Essences/Universals
may indeed be manifested through the ways we engage with the world and not necessarily
imposed onto reality by language. “The tiger is dangerous” is not
just a linguistic construction. (This fits well with the way science refines
concepts based on further investigation: e.g., shifting from “whale” as a fish
to recognizing it as a mammal, without making “whale” purely arbitrary). Essences
may still be real patterns that we uncover in and through
experience, filtered through practices and our “form of life.”
As stated, Wittgenstein himself avoids answering whether language discloses reality in a realist sense. He simply limits his philosophy to description, not speculation. But does this refusal to make metaphysical claims actually close the door to realism? Not necessarily. If anything, Wittgenstein’s work suggests that metaphysical questions arise from within our practices. His critique of essentialism is not a denial of reality but a shift in how we think about reality – perhaps away from timeless Forms but not necessarily away from realism altogether. The idea that our understandings of essence are true and final – and thus that concepts are closed in the way Aristotle implied when he posited a stable essence amid a potential deepening of understanding – seems to have been Wittgenstein’s concern here.
So the options are:
- Strong Nominalism: Universals
are merely human constructs.
- Wittgenstein’s Position (as often read): Universals
are not fixed essences but arise from use. They are not arbitrary but
conditions for practices within forms of life.
- A Realist-Wittgensteinian Hybrid (my
preference) : Universals are disclosed through use and conditioned by
practices within forms of life, but they respond to real
structures in the world. I personally love Wittgenstein’s grammatical
analysis but see it as a deepening of the understanding of concepts (which
express essences).
If we reject Aristotle’s belief in
a fully intelligible nature and his epistemological optimism that our minds and
languages are potentially mirrors of nature but still hold that concepts/ideas/languages
are shaped by reality (geprÃĪgt, bedingt), we might arrive at
something like a disclosed realism. Language and social practices
do not simply create meaning arbitrarily; they reveal patterns
and regularities that exist independently of us, from a finite point of view.
. . .
And my second problem: Heidegger
and Gadamer, coming from a different tradition of philosophy, have no problem
using "essence" (das Wesen der Wahrheit, das Wesen der Kunst, etc.).
But they clearly do not mean exactly the same things as Aristotle. They think
of essence as something revealing itself dynamically, through
history, language, and experience. This shift in meaning, I think, goes beyond discussion
of Wittgenstein, Aristotle, and the question of whether reality is disclosed
through human practices.
What results is not an essential definition
but a phenomenological description of experience, how friendship is given to
experience. There something related to Aristotelian essence emerges but messier,
involving interpretation, open to future deepening or flattening – of the
essence! Not just the accidents. Not closed in the way Aristotle’s stable
essences are. Similarly, das Wesen der Kunst (the essence of
art) is not a definition of what all artworks have in common, but the event of
art revealing a world. Think of Van Gogh’s painting of shoes: it doesn’t
just represent peasant shoes; it discloses a
world of labor, suffering, and life.
Gadamer, deeply influenced by Heidegger,
takes this idea further in Truth and Method. He sees essence not as
a fixed set of characteristics anyone with intellect can abstract from
particulars but as something that emerges through historical dialogue.
For Gadamer, understanding is never a matter of just identifying essential and
accidental qualities (as Aristotle might) but of participating in
a tradition in which meanings develop over time. This is why he talks about
the Wesen der Kunst (essence of art) in terms of how we
encounter and interpret it – not as a definition, but as an uncovering (truth)
of meaning. He also describes truth as something disclosed through
dialogue, rather than something we grasp in a purely logical manner.
Apply Gadamer’s approach to the earlier description of how a child learns the concept of “apple.” The child does not learn “apple” by extracting its essence from sensory perception of particulars through the intellect alone (Aristotle), or not only that. Nor is “apple” merely a conventional label arising from language-games (Wittgenstein). Instead, the child’s concept of “apple” is shaped by historical, cultural, and dialogical processes. It is handed down through tradition. This means that even as language shapes our understanding, it is itself shaped by history. The concept of “apple” contains layers of meaning accumulated over generations: as food, as metaphor, as symbol, as scientific object.
Thus with Heidegger and Gadamer, essence is no longer something we define but
something we encounter and participate in. This resonates with
Wittgenstein’s meaning as use but deepens it by showing that
meaning is also historical and existential.
But does this lead to nominalism? Not
necessarily. Following Heidegger and Gadamer, essence is not an
abstract universal, but neither is it merely a name, or a social construct. Instead,
essence is something that reveals itself in and through our engagement
with the world. Universals are real,
but not in a Platonic or Aristotelian sense; they are real as disclosures
of Being within human existence.
. . .
I wanted to
know whether rejecting Aristotelian essence entails nominalism? With Heidegger
and Gadamer, there is a third option: Meaning and essence are not fixed
by reality (Aristotle), nor are they arbitrary (nominalism).
Rather, they emerge in human practices, history, and
interpretation. This implies a kind of existential realism, a view
where essence is not something anyone can know once and for all but something
that unfolds (or is lost) in human life.
I think we are dealing with different
ontologies that explain the seeming incommensurability. I think Aristotle
believed nature (Being, reality) was perfectly intelligible, a book that we
could read through understanding essences. For Heidegger at least (and I agree
with him) Being transcends our ability to fully grasp it. Part of it is
disclosed to us when we think or do art, etc., (within a tradition to follow
Gadamer). That implies that concepts are open (like "novel," the
concept of which is partly stable but changes over time - family resemblance)
and not closed like "Greek tragedy". All natural kinds or universals
are open because reality is too big for our capacity to know it, though we can
know it. We can have understanding of the shore of the ocean without being able
to penetrate its depths.
For
Aristotle, reality is intelligible. Our ideas/concepts map onto the essences of
things, which nature fixes. The things themselves are in principle fully knowable.
The mind at its clearest holds up a mirror to nature. In contrast, for
Heidegger Being (reality, nature, the world) is not fully graspable because
it always transcends our conceptualization. We encounter disclosures of
Being, which are not social constructs but aspects of reality as seen (more or
less clearly) from particular perspectives within human life. We are in touch
with reality, part of it in fact. But there is no final, exhaustive understanding. That would be
like saying Dickens’ novels express the final Idea of the novel or the perfection of
the novel, and all possible novels must be measured by that standard. Thus
whereas Aristotle treats concepts as closed Heidegger and Gadamer treat them as
open.
Abstraction alone is perhaps necessary but not sufficient. To get all the way to a robust essence interpretation is necessary. There is something text-like - even poem-like - about reality.
I have left out a central figure in this
story: Thomas Aquinas. But this is already too long and I am tired. But replacing
Aristotelian nature with Creation, in my view, should move us in the direction
of Heidegger and Gadamer, though within an authoritative tradition based on Revelation.
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