Meditation on Fantasy and Imagination
C. S. Lewis has had at least as great of an influence on me as any other writer.
A couple of places I cannot go with Lewis, theologically. His views on women and marriage will seem quaint to many. But these things are on the margin and do not diminish just how much he has taught me and my appreciation of what a wonderful writer he is. The Abolition of Man, The Screwtape Letters, The Problem of Pain, Mere Christianity, A Grief Observed, Miracles, Three Ways of Writing for Children, and the short Meditation from a Toolshed – all wonderful, essential. I have just re-read his autobiographical discussion of how he became – kicking and fighting– a Christian: Surprised by Joy. I could read this book over and over. Here I want to reflect on an important theme of that book: the distinction Lewis makes between (Freudian) fantasy and imagination. This essential distinction Lewis shares with another great influence on me – Iris Murdoch. I will restrict myself to Lewis’ thought, however. Here are some key passages from Lewis:
It
will be clear that at this time – at the age of six, seven, and eight – I was
living almost entirely in my imagination; or at least that the imaginative
experience of those years now seems to me more important than anything else….
But imagination is a vague word and I must make some distinctions. It may mean
the world of reverie, daydream, wish-fulfilling fantasy. Of that I knew more
than enough. I often pictured myself cutting a fine figure. But I must insist
that this was a totally different activity from the invention of Animal-Land
(Lewis’ imaginary world). Animal-Land was not (in that sense) a fantasy at all.
I was not one of the characters it contained. I was its creator not a candidate
for admission to it. Invention is essentially different from reverie; if some
fail to recognize the difference that is because they have not themselves
experienced both. Anyone who has will understand me. In my daydreams I was
training myself to be a fool; in mapping and chronicling Animal-Land I was
training myself to be a novelist.
Applying this
distinction to reading different kinds of literature, literature based on
fantasy as opposed to imagination – as does Murdoch – Lewis makes the
distinction even more sharply – I must quote at length:
Let
us...lay the fairy tale side by side with the school story or any other story
which is labelled a ‘Boy’s book’ or a ‘Girl’s book,’ as distinct from a
‘Children’s book’. There is no doubt that both arouse, and imaginatively
satisfy, wishes. We long to go through the looking glass, to reach fairyland.
We also long to be the immensely popular and successful schoolboy or
schoolgirl, or the lucky boy or girl who discovers the spy’s plot or rides the
horse that none of the cowboys can manage. But the two longings are very
different. The second, especially when directed on something so close as school
life, is ravenous and deadly serious. Its fulfillment on the level of
imagination is in truth compensatory: we run to it from the disappointments and
humiliations of the real world: it sends us back to the real world undivinely
discontented. For it is all flattery of the ego. The pleasure consists in
picturing oneself the object of admiration. The other longing, that for fairy
land, is very different. In a sense a child does not long for fairy land as a
boy longs to be the hero of the first eleven. Does anyone suppose that he
really and prosaically longs for all the dangers and discomforts of a fairy
tale? – really wants dragons in contemporary England? It is not so. It would be
much truer to say that fairy land arouses a longing for he knows not what. It
stirs and troubles him (to his life-long enrichment) with the dim sense of
something beyond his reach and, far from dulling or emptying the actual world,
gives it a new dimension of depth. He does not despise real woods because he
has read of enchanted woods: the reading makes all real woods a little
enchanted. This is a special kind of longing. The boy reading the school story
of the type I have in mind desires success and is unhappy (once the book is
over) because he can’t get it: the boy reading the fairy tale desires and is
happy in the very fact of desiring. For his mind has not been concentrated on
himself, as it often is in the more realistic story. (“On Three Ways of Writing
for Children,” in On Stories – And Other
Essays on Literature, 37-38.)
Both Lewis and
Murdoch find this distinction essential for thinking and judging literature:
literature based on fantasy – sentimental literature – is at best an escape
from one’s troubles; at worst, it feeds the narcissistic potential of our
personality and cuts us off from truth.
I understand the distinction as the
boundary between the ‘empirical’ and the ‘noumenal’ ego, to use Kantian
language; or the psyche (e.g. as Freud and Plato before him understood it) and
the soul. The psyche is largely a system of egocentric energy and fantasy, fed
by an evolutionary past and, powerfully, by socialization. The soul – which
includes our intellect and ‘heart’ and all higher spiritual powers, including
the imagination – is that potential
that in a limited, perspectival way, experiences love (and gives it), goodness,
beauty, and truth. The family and social matrix forces a separation between the
psyche and the soul during the course of our childhood. How and why is a
problem beyond my power. The Christian idea of original sin is just as good as
anything science can offer. I suppose the inheritance of evolution and history
work against any unity. The combination of pure love, virtue, wisdom,
community, historical roots, and justice every child needs seems beyond us as a
species. Some families, burdened by economic necessity, oppression, or fortune
cannot lovingly attend to their children. Some parents, themselves damaged as
children, pass that damage further onto their children. Failures of love and
bonding activated the psyche; pure love together with the rootedness and
bonding love activate the soul. (I make no metaphysical assumptions about the
substance or destiny of the soul. I am using it in an everyday sense, as when
we translate a line of Homer as “a man loses half his soul the day he becomes a
slave.”)
In
capitalist-consumerist-modernist-technological society, the dissolving of
community and family produces narcissistic and otherwise damaged personalities
as if off the assembly line. Children absolutely depend on their parents for
all their needs. Parent, themselves narcissistically needy, use their children
to satisfy their own narcissistic needs; ignore them when these needs require
it – or resentfully attend to them. The children sense this, and withdraw into
a psychic castle to protect their vulnerable egos. They never experience the
kind of love that reassures them: they are “good, very good”; it is wonderful that they exist, that they
have come into the world. And the world? They are thrown into schools, where,
radically insecure, they often confront a kind of “war of all against all,”
albeit a sublimated one. Lacking the security that they are worthy of a pure
love, they compensate by striving to increase their social market value – in my
case, through sports and appearance. But it is a game they cannot win. Always
there is someone whose social value implies: you are of lesser worth; you are
in the end not lovable. The child loses awareness of that deeper worth that
only pure love and nurture can implant.
Fantasy
is a necessary defense mechanism allowing us to live with this, though not the
only one. (Submerging yourself in a more powerful collective identity, as in
sentimental-romantic nationalism, is another.) Daydreams compensate for our
lack by imagining us having whatever attributes place one high up on the scale
of social value – and thus often make us a worthy object of sexual love by some
elevated peer. A typical adolescent fantasy of mine (I cringe to tell it) was
to imagine I was much taller and more powerfully built, making me a dominating
basketball player. My girl would watch my fantasy-self dominate the game. Well,
I am in good company. Lewis relates part of his experience:
At
boarding school] There was a great decline in my imaginative life…. My reading
was now mainly rubbish…. I read twaddling school stories in The Captain. The
pleasure here was, in the proper sense, mere wish fulfillment and fantasy; one
enjoyed vicariously the triumphs of the hero. When the boy passes from nursery
literature to school stories he is going down, not up. Peter Rabbit pleases a
disinterested imagination, for the child does not want to be a rabbit, though
he may like pretending to be a rabbit as he may later like acting Hamlet; but
the story of the unpromising boy who became captain of the First Eleven exists
precisely to feed his real ambitions.
As Lewis wrote:
that kind of fantasy is “training to be a fool.” The more you lack, the more
insecure you are, the more powerful the hold fantasy will gain over you.
Obviously, much art fuels this ego-program. I myself have never been able to
write fiction because as soon as I do I find fantasy takes over the story I
wanted to tell.
Imagination
(in Lewis’ and Murdoch’s sense) allows an escape from this alienation, allows
you to get in touch with the soul. The longing mentioned by Lewis expresses the
longing of the forgotten soul to emerge from its subconscious prison into the
light of consciousness and the world. Lewis connects it with the experience of joy – in a very special sense. I have
always firmly believed that joy is utterly different from happiness, and that
somehow joy flows from the sublime soul (sublime
because buried beneath the socially constructed ego) whereas happiness (very
fleeting) comes from the ego. Lewis describes it like this:
…an
unsatisfied desire which is itself more
desirable than any other satisfaction. I call it Joy, which is here a
technical term and must be sharply distinguished both from Happiness and
Pleasure. Joy (in my sense) has indeed one characteristic, and one only, in
common with them; the fact that anyone who has experienced it will want it
again. Apart from that, and considered only in its quality, it might almost
equally well be called a particular kind of unhappiness or grief. But then it
is a kind we want. I doubt whether anyone who has tasted it would ever, if both
were in his power, exchange it for all the pleasures in the world. But then Joy
is never in our power and pleasure often is.
It is the greatest
blessing of my life that I understand this because I have experienced exactly
the longing Lewis refers to here. For me, for example, the fall season; reading
The Lord of the Rings; my books; at
times, the Catholic liturgy; formerly the Christmas season, and still the
Easter season; my children as babies as periodically still – all this has
evoked Joy in me. In Joy you leave the unrelenting ego behind. Something deeper
is touched – the soul. The contact comes from some place, idea, thing, or
person. You reach out to a reality that is not only an end-in-itself but like a
portal to another world, or rather came “trailing clouds of glory” from that
other world. I don’t think this commits me to a dualism: the fallen world and
the divine realm, for example. I might also explain it as a removing of the
ego-blinders such that this world and this life is for a moment revealed in its
full glory. You are able to see, not “through a mirror, darkly”, but truly. In
this seeing, you become aware that you are a
living soul – precisely because you are not focusing on yourself.
Joy is sublime. By sublime I mean
something precise, learned and adapted from Thomas Weiskel’s The Romantic Sublime (1976). His account
illuminates the psyche-soul relation I have been exploring through the
distinction between fantasy and imagination. Joy is a sublime experience of
transcendence. Whether transcendent to the everyday psyche or the material
world – or both – is beside the point now. In our everyday,
happy-and-pleasure-pursing, pain-and-unpleasantness-avoiding self we experience
the world and everything in it – from trees and the sun to our children – from
the perspective of this interpreted self. So, for instance, the first stage: I
go out for a fall walk, take in the trees, the sky, the vegetation, the homes,
and so on.
Of
course, I could sentimentalize these things; transform them in my mind into a kitschy
greeting card, for example – and experience some self-gratifying feelings. That
is just one aspect of the fantasizing psyche and no escape from it. The longing
(Sehnsucht) that is Joy is no longing
to be in a kitsch painting. Rather, in the second stage of the sublime
experience, your normal categories of ‘autumn’ break down. You – your empirical
ego or socially constructed self – is not part of the longing at all. You, or
what you ordinarily imagine yourself to be, have left the stage; Joy has replaced
you. It’s like you can – as Moses looking into the Promised Land – almost
visualize how autumn would be in Heaven or in a Platonic Idea. It is a
difficult thing for me to understand. Not the actual fall day or moment in time
holding a newborn baby – wonderful though they be – but the longing for joy
occasioned by such events goes beyond what occasioned them. It is as if what
occasioned them, their full being, breaks through that fantasizing ego and
opens the door for the soul to apprehend this being. Now a fall day or a
newborn baby may be, as Lewis puts it, an image or reflection of divine
reality, or the divine spirit that infuses our being. In Lewis’ own words:
I
think that all things, in their way, reflect heavenly truth, the imagination
not least. “Reflect” is the important word. This lower life of the imagination
is not a beginning of, nor a step toward, the higher life of the spirit, merely
an image.
This is the
completion of the third stage of the sublime. The everyday experience – say of
the fall day – was ruptured by joy in the second stage, and now when you
experience other fall days, even though not in the grip of joyful longing, you
see them as something very different – as images or reflections (symbols) for
some reality that transcends ordinary ego consciousness. The memory of the
original experience becomes part of the longing. Simply put, you see the world
differently. The fall day activated your spiritual consciousness that emanates
from another part of your being, your soul. The only necessary dualism that I
insist on is the world as seen through the lens of the constructed self, its
clichés and fantasies; and the world as seen through joy and longing – in which
imagination plays a powerful role. From the perspective of the latter, the
former seems a form of blindness.
The sublime experience that reveals
the living soul is not yet religion. As Lewis wrote,
In
me, at any rate, it contained no element either of belief or of ethics; however
far pursued, it would never have made me either wiser or better.
This reflects
Lewis’ commitment to Christianity – a commitment to the belief that only direct
contact with Christ can make a person wiser or better than pagan virtue. I
don’t quite agree with Lewis here, and the difference is theological and
philosophical. Only in fear and trembling do I disagree with Lewis, and fear he
may be right and I wrong. I agree that the experience of Joy is probably a
necessary condition for religious experience, agree with him that Joy is not
yet religion. Still an absolute difference in attitude toward life and the
world does exist between those locked in their distorting egos and those who,
however much dominated by ego consciousness in their daily lives, have had the
breakout experience of Joy.
In
Plato’s allegory of the cave, people have been chained from birth and can only
see images on the screen of the cave wall, images produced by cliché and media
in the service of the powers that be. They take this to be reality. This is the
state of the constructed psyche. Joy is one way to break these chains. It gets
you to the top of the cave where the sun cancels the darkness of psyche and reveals
the bright world to a soul. This is an absolute difference. A life spent in the
cave of ego, from the point of view of the soul who at least knows light
exists, is not worth living. Indeed, it is a form of Hell. Once in the sun, you
may discover God, you may discover that God’s love infuses the Creation, and
much more. Perhaps from that higher spiritual imagination, the sunlight we may
see in joy seems as pale a thing as the life of the cave seemed to the soul
that the sunlight first awakened. I don’t know. I am sure that the worst thing
– Hell – is for the cave (social power and ego) to imprison the soul, and thus never
know or even want to know the world as it really is, the world that can awaken
a soul into existence.
One of the tragic, frustrating
aspect of making this distinction is that only those who have experienced the
escape from the damaged or narcissistic ego that is Joy will be able to believe
it. This, moreover, has little to do with merit. Joy is a free grace, but those
whom failures of love and community have badly damaged by may not be able to
experience it, through no fault of their own. Still, from their perspective,
all Joy will be sentimental delusion, which is in reality a corruption of joy.
If the damaged, self-protecting narcissistic ego is all, then any apparent
escape from must necessarily be an act for others or self-deceit for the
purpose of elevating the insecure ego at the expense of other egos. There is
little or nothing to be done about this.
The distinction between fantasy and
imagination – and the two parts of our inner lives that each comes from – is
key not only for thinking about art but religion. As long as ego consciousness
keeps us down, God can only originate in our fantasy. The whole world and
heaven can be little more than our own projection, socially constructed at that
perspective largely is. The ego consciousness creates its own God, one that
makes them feel good, removes their insecurities, places them above others, and
above all makes no demands of them. I fear that much liberalism as well as
fundamentalism in religion have their sources in ego consciousness. Many people
have rightly insisted that the absoluteness of goodness and the demands of a
clear conscience place one in touch with something deeper than the superficial
self. It is clear to me that imagination does the same.
Afterthought
All religious
people and most thinking people up till the modern period beginning in the 17th
century believed that the anti-thesis of goodness, the definition of the
Satanic, was what we call today “autonomy.” As Milton’s Satan precisely puts
it: “The mind is its own place, and in itself / Can make a Heaven of Hell, a
Hell of Heaven,” Thus what is real and good doesn’t come from Being, from
Creation, but from our wills – as informed exclusively by an ego consciousness
that walls out any contact with reality and love. Satan knew what he rejected.
His will was evil. Our egos, just as
busy walling out reality and love, just as busy building “a hell in heaven’s
despite,” to quote another poet (Blake), don’t know any better, having been
damaged in childhood and throughout our lives by failures of love and
community, and subject to a powerful ideological and medial conditioning. You
may as well expect someone who knows nothing but soap operas to respond to
Shakespeare. It is possible! But only by a difficult rebellion.
I would end with a quote from Schiller’s
well-known poem “Ode to Joy”
Deine Zauber binden wieder,
Was der Mode Schwert geteilt;
Bettler werden Fürstenbrüder,
Wo dein sanfter Flügel weilt.
Thy
enchantments bind together,
What
did custom stern divide,
Beggars
becomes princes’ brothers,
Where
thy gentle wings abide.

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